Posted on Dec 18, 2009 By Daphne Chisolm
On December 16, 2009, the SEC announced that it had adopted rules to increase the protections for investors who turn their money and securities over to SEC-registered investment advisers. The new ...
Continue reading "SEC Adopts Safeguards to Protect Client Assets Controlled by Investment Advisers" »
Posted on Nov 7, 2009 By Daphne Chisolm
In the current economic climate, ways to streamline, downsize and generally become more efficient can prove valuable in the long run. For the fund industry, one way to realize some efficiencies may be ...
Continue reading "Fund Reorganizations Could Cut Costs and Improve Efficiency" »