January 05, 2010
  Mutual Fund Summary Prospectus
Posted By Daphne Chisolm
Form and Rule Changes The SEC adopted revisions to Form N-1A that require mutual funds to provide a new summary section at the front of the prospectus with key information about the fund such as its investment objective and strategies, risks, costs ...
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December 18, 2009
  SEC Adopts Safeguards to Protect Client Assets Controlled by Investment Advisers
Posted By Daphne Chisolm
On December 16, 2009, the SEC announced that it had adopted rules to increase the protections for investors who turn their money and securities over to SEC-registered investment advisers. The new rules stem in large part from the recent Madoff Ponzi ...
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November 07, 2009
  Fund Reorganizations Could Cut Costs and Improve Efficiency
Posted By Daphne Chisolm
In the current economic climate, ways to streamline, downsize and generally become more efficient can prove valuable in the long run. For the fund industry, one way to realize some efficiencies may be to consider a reorganization of one or more ...
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